Registration & Licensing Compliance Manager Internet & Ecommerce - Newark, DE at Geebo
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Newark, DE

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Geebo » Newark, DE » Employment » Internet & Ecommerce

Registration & Licensing Compliance Manager

Company Name:
Global Securities, Investment and Retail Banking Firm
Responsibilities include:
Processing Forms U4- Form U5 for registered individuals
Tracking information regarding all new hires, transfers and terminations
Assisting in scheduling exams and ordering study materials for individuals required to be registered
Liaising with the Human Resources Department regarding new employee registration.
Maintaining files/spreadsheets of pending applicEstimated Salary: $20 to $28 per hour based on qualifications.

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